IPO line-up for week of Sept. 21
Eight initial public offerings are scheduled to price and begin trading the week of Sept. 21 in what is likely to become the busiest week for U.S. IPOs since December 2007.
The IPOs, from a broad array of companies, are expected to raise $3.5 billion in proceeds. Please see
Below is a list of the IPOs on deck in order of expected pricing date. All are expected to begin trading the day after they price. Dates and deal terms could change before an IPO prices.
SEPTEMBER 22:
COLONY FINANCIAL INC:
Estimated proceeds: $500 million - 25 mln shares, $20 each
Lead managers: Bank of America Merrill Lynch, Goldman Sachs, Morgan
Stanley and UBS Investment Bank
Ticker/Exchange: CLNY on the New York Stock Exchange
Company: newly organized real estate finance company that will acquire,
originate and manage a portfolio of real estate-related debt instruments
APOLLO COMMERCIAL REAL ESTATE FINANCE:
Estimated proceeds: $400 million - 20 mln shares, $20 each
Lead managers: JP Morgan, Citi, Barclays Capital
Ticker/Exchange: ARI on NYSE
Company: the private-equity backed REIT will originate, invest in, acquire
and manage senior performing commercial real estate mortgage loans and
commercial mortgage-backed securities.
VITACOST.COM INC: VITC.O
Estimated proceeds: $132 mln - 11 mln shares, $11-$13
Lead managers: Jefferies & Co and Oppenheimer & Co
Ticker/Exchange: VITC on Nasdaq
Company: online retailer and direct marketer of dietary supplements
SEPTEMBER 23:
ARTIO GLOBAL INVESTORS INC:
Estimated proceeds: $585 mln - 23.4 mln shares, $24-$26
Lead manager: Goldman Sachs
Ticker/Exchange: ART on NYSE
Company: U.S. asset management arm of Swiss Bank Julius Baer
A123 SYSTEMS INC:
Estimated proceeds: $225 million - 25.7 mln shares, $8-$9.50
Lead managers: Morgan Stanley, Goldman Sachs
Ticker/Exchange: AONE on Nasdaq
Company: Designs, develops, manufactures and sells advanced, rechargeable
lithium-ion batteries and battery systems used by carmakers.
SEPTEMBER 24
SHANDA GAMES LTD:
Estimated proceeds: $725 mln - 63 mln ADRs, $10.50-$12.50
Lead managers: Goldman Sachs (Asia), JP Morgan
Ticker/Exchange: GAME on Nasdaq
Company: Gaming unit of Chinese media co Shanda Interactive
FOURSQUARE CAPITAL CORP:
Estimated proceeds:$500 mln - 25 mln shares, $20
Lead managers: Bank of America Merrill Lynch, Morgan Stanley
Ticker/Exchange: FSQR on NYSE
Company: A REIT created by asset manager AllianceBernstein in part
to buy toxic assets under U.S. Treasury program
SELECT MEDICAL HOLDINGS CORP: SEM.N
Estimated proceeds: $400 mln - 33.3 mln shares, $11-$13
Lead managers: Goldman Sachs, Morgan Stanley, Bank of America Merrill
Lynch, JP Morgan.
Ticker/Exchange: SEM on NYSE
Company: operator of specialty hospitals, outpatient rehabilitation
clinics. Source: U.S. Securities and Exchange Commission filings, underwriters (Writing by Phil Wahba)
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