U.S. SEC Addresses Wall Street 'Misconceptions' About Conflicts Of Interest
The U.S. Securities and Exchange Commission (SEC) on Wednesday published a staff bulletin that seeks to clarify how broker dealers and investment advisors must address conflicts of interest when providing advice and recommendations to investors.
U.S. Needs Full Access To Chinese Company Audit Papers To Resolve Accounting Dispute - Watchdog
The U.S. public company accounting regulator will not accept any restrictions on its access to the audit papers of Chinese companies listed in New York, its chair said on Monday, confirming a Reuters story published last week.
Top U.S. Corporate Lobby Sues Wall Street Regulator Over Proxy Rules
The top U.S. corporate lobby group filed a lawsuit on Thursday against Wall Street's regulator over the agency's recent vote to rescind rules that critics said impeded the independence of firms that advise investors on how to vote in corporate elections.
Wall Street Watchdog 'Not Willing' To Send Auditors To China, Hong Kong Before Complete Audit Deal
The head of the U.S. Securities and Exchange Commission (SEC) said Wednesday that he will not send public accounting inspectors to China or Hong Kong unless Washington and Beijing can agree on complete audit access.
U.S. Regulators Won't Accept Any Restrictions On China Audit Access - Sources
The U.S. public company accounting regulator will not accept any restrictions on its access to the audit papers of Chinese companies listed in New York, including where firms have been delisted, two people with knowledge of the U.S.
U.S. SEC Working To Register Crypto Lending Firms -Gensler
The U.S. Securities and Exchange Commission (SEC) is working to get some cryptolending companies properly registered if they operate more as investment firms, the head of the Wall Street regulator told CNBC in an interview on Thursday.
World Stocks Gain, Dollar Dips As Investors Weigh Spending Data, Inflation Scares
Global equities rebounded on Friday as U.S. spending data beat forecasts, while the dollar dipped and oil rose as investors digested an easing of Italy's political crisis and tempered expectations of a more aggressive U.S.
World Stocks Rally, Dollar Dips As Investors Weigh Spending Data, Inflation Scares
Global equities climbed on Friday, while the dollar dipped and oil rose as investors reduced their expectations of an aggressive interest rate hike by the Federal Reserve this month and as U.S.
World Stocks Slump, Greenback Gains Grow As Rate Hike Bets Keep Investors Cautious
Global equity markets edged lower on Thursday and oil slipped while the safe-haven dollar rose after the latest red-hot U.S.
World Stocks Skid As Rate Hike Bets Keep Investors Cautious
Global equity markets and oil slipped and the safe-haven dollar rose after the latest red-hot U.S.
U.S. SEC Set To Rescind Trump-era Curbs On Shareholder Advisers
The U.S. securities regulator will vote on Wednesday to rescind rules introduced under then-U.S.
U.S. SEC Votes To Undo Trump-era Curbs On Shareholder Advisers
The U.S. securities regulator voted on Wednesday to rescind rules introduced under former President Donald Trump that critics said impeded the independence of firms that advise investors on how to vote in corporate elections.
U.S. SEC Voted To Undo Trump-era Curbs On Shareholder Advisers
The U.S. securities regulator voted on Wednesday to rescind rules introduced under then-U.S.
Global Equities Waver, Oil Falls Amid Recession Fears
World stocks traded mixed while oil prices and bond yields dipped on Tuesday as traders fretted over prospects of further central bank tightening and worries about the health of economies worldwide.
Global Shares Decline, Bond Yields Slide As Inflation Fears Swirl
World equities and U.S. bond yields fell on Monday as investors braced for a U.S.
Global Shares Decline, Bond Yields Slide And Dollar Rallies Amid Inflation Fears
World equities and U.S. bond yields fell on Monday as investors prepare for fresh inflation data and corporate earnings that may be seen as potentially influencing the Federal Reserve's path ahead for interest-rate increases.
Supreme Court Ruling On Carbon Emissions Bodes Badly For U.S. SEC Climate Rule
A U.S. Supreme Court decision to curb the Environmental Protection Agency's power to regulate greenhouse gas emissions may be bad news for a Securities and Exchange Commission (SEC) bid to force companies to disclose their emissions.
U.S. Supreme Court Emissions Ruling May Stop SEC Drive For Disclosure
A U.S. Supreme Court decision to curb the Environmental Protection Agency's power to regulate greenhouse gas emissions may be bad news for a Securities and Exchange Commission (SEC) bid to force companies to disclose their emissions.
EY To Pay $100 Million To Settle U.S. Charges Of Staff Cheating On Accountant Exams
Big Four accounting firm Ernst & Young will pay $100 million to settle U.S.
U.S. Consumer Watchdog To Review 'Excessive' Credit Card Late Payment Fees
The top U.S. consumer watchdog on Wednesday said it had begun a review of "excessive" credit card fees and asked card issuers for data on revenue and expenses in a bid to stamp out abuses and boost competition.
U.S. Consumer Watchdog Issues Review Of Excessive Credit Card Fees
The top U.S. consumer watchdog on Wednesday unveiled a measure that would scrutinize excessive credit card fees and demand card issuers disclose more data around revenue and expenses in a bid to stamp out abuses and boost competition.
U.S. Financial Firms Push Back On SEC Bid To Rein-in Blank Check Company Deals
U.S. financial industry groups are pushing to water down a draft Securities and Exchange Commission (SEC) rule aimed at reining-in special purpose acquisition companies or SPACs, arguing it could kill the industry.
Charles Schwab Subsidiaries To Pay $187 Million To Settle U.S. SEC Charges
Charles Schwab Corp will pay $187 million to settle U.S.
Bezos' Blue Origin Completes Fifth Crewed Flight Launch
Jeff Bezos' space tourism venture Blue Origin completed its fifth crewed launch on Saturday after a New Shepard rocket's back-up system that had not met expectations delayed the voyage last month.
Wall Street Watchdog To Ramp Up Scrutiny Of Risky Derivative Products
The chair of the U.S. Securities and Exchange Commission warned on Wednesday that the agency may bring more enforcement actions in cases involving risky derivatives, saying such products can create "system-wide risks" during times of market stress.
U.S. SEC Gives Public Until June 17 To Weigh In On Climate Risk Proposal Amid 'Significant' Public Interest
Wall Street's watchdog said on Monday that it has expanded the period for public comment on its landmark climate risk proposal until June 17 in response to a rally of interest.
U.S. SEC Gives Public Until June 17 To Weigh In On Climate Risk Proposal
The U.S. Securities and Exchange Commission (SEC) on Monday extended until June 17 the period for public comment on its landmark proposal to require U.S.-listed companies to disclose a range of climate-related risks and greenhouse gas emissions.
U.S. SEC Extends Comment Period On Climate Risk Proposal
The U.S. Securities and Exchange Commission (SEC) on Monday extended until June 17 the period for public comment on its landmark proposal to require U.S.-listed companies to disclose a range of climate-related risks and greenhouse gas emissions.
U.S. Consumer Chief Chopra To Revisit Rules Around Credit Card Fees, Abuses
The U.S. consumer watchdog will revisit its rules around credit card fees in a bid to stamp out abuses, discourage excessive late fees and boost competition, the agency's director told Congress on Wednesday, confirming a Reuters April report.
U.S. Consumer Watchdog Chief To Push Competition, Scrutinize Big Tech
The U.S. Consumer Financial Protection Bureau (CFPB) will promote industry competition and scrutinize the outsized influence Big Tech firms have in the marketplace, its director will tell the Senate Banking Committee during a hearing on Tuesday, according to prepared testimony the committee published on Monday afternoon.
